This consultation process has now been completed. Submissions available
Date
24 January 2011 - 25 February 2011
Consultation Type
Options Paper

Key Documents

As part of the Future of Financial Advice (FOFA) reforms, the Government announced that it would consider the appropriateness of the distinction between wholesale and retail clients.

The Government sought the views of interested parties on the options presented in this paper for the criterion under which a client is considered to be wholesale or retail in the context of the receipt of financial advice.

Submissions

45 submissions were received for this consultation, including 14 confidential submissions.

Timeline

  • Opened
    closed
    24 January 2011
  • Closed
    closed
    25 February 2011